Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Lawrence has over 24 years of experience in the financial industry. Steve has served in a variety of roles at several firms, including Oppenheimer & Co. Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Steve is currently a Registered Representative at LPL Financial LLC. Steve is licensed to offer securities and investment advisory services in multiple states and holds multiple Series licenses, including Series 7, 63, 65, 31 and SIE. Steve's specializations include investment advisory services, portfolio management, and financial planning. Steve has experience working with a variety of client types, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/15/2020 - Present
LPL Financial LLC (OVERLAND PARK KS)
KS
07/22/2009 - 02/23/2018
OPPENHEIMER & CO. INC. (LEAWOOD KS)
KS
06/01/2009 - 07/24/2009
MORGAN STANLEY SMITH BARNEY (OVERLAND PARK KS)
KS
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OVERLAND PARK KS)
KS
05/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (OVERLAND PARK KS)
IA
Issued 06/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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