Unclaimed
Steve Marsh is a registered representative with PNC Capital Markets LLC in Charlotte, North Carolina. Steve has passed the SIE, Series 52TO and Series 63 exams and is licensed to sell securities in Georgia, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/04/2022 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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