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Steve Orlando Marin

B. Riley Wealth Management

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About Steve Orlando Marin

Steve Orlando Marin is a financial professional with over 22 years of experience in the financial services industry. Steve is currently registered with B. Riley Wealth Management and holds Series 7, 24, 55, 57TO and 63 licenses. Steve is also a registered representative in California and New York. Prior to joining B. Riley Wealth Management, Steve was employed by National Securities Corporation, Bluestone Capital Corp. and Dalton Kent Securities Group, Inc.

Firm Information

Steve Marin is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steve Marin’s Registration & Firm History

FL

07/22/2022 - Present

B. Riley Wealth Management (Boca Raton FL)

NY

11/28/2001 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

11/07/2000 - 11/08/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

NY

07/10/2000 - 11/06/2000

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steve Orlando Marin.
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