Unclaimed
Steve Orlando Marin is a financial professional with over 22 years of experience in the financial services industry. Steve is currently registered with B. Riley Wealth Management and holds Series 7, 24, 55, 57TO and 63 licenses. Steve is also a registered representative in California and New York. Prior to joining B. Riley Wealth Management, Steve was employed by National Securities Corporation, Bluestone Capital Corp. and Dalton Kent Securities Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/22/2022 - Present
B. Riley Wealth Management (Boca Raton FL)
NY
11/28/2001 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
11/07/2000 - 11/08/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
NY
07/10/2000 - 11/06/2000
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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