Unclaimed
Steve Braunberger is an investment advisor representative with Stifel, Nicolaus & Company, Inc. located in Bismarck, North Dakota. Steve has been in the industry since August 24, 1980, and is registered with the state of North Dakota and Texas. Steve's background includes experience with Miller Johnson Steichen Kinnard, Inc. and John G. Kinnard And Company, Incorporated. Steve is a well-respected advisor with expertise in providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (BISMARCK ND)
ND
01/01/2001 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (JAMESTOWN ND)
MN
08/05/1981 - 01/01/2001
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
12/24/1986 - 01/31/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/25/1980 - 01/31/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/25/1980 - 12/24/1986
IDS FINANCIAL SERVICES INC.
NA
08/25/1980 - 08/05/1981
IDS MARKETING CORPORATION
IA
Issued 09/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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