Unclaimed
Steve Liu is a financial professional with over 15 years of experience in the financial services industry. Steve is currently registered with Susquehanna Financial Group, Lllp and has been with the firm since September 2017. Prior to that, Steve worked at KCG Americas LLC, OCTEG, LLC, Susquehanna Capital Group and Susquehanna Fixed Income, L.P. Steve holds the Series 7, Series 55, SIE, and Series 57TO licenses. Steve is a valuable asset to his clients and the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/05/2017 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
NY
01/02/2014 - 02/23/2017
KCG AMERICAS LLC (New York NY)
NY
08/20/2012 - 01/02/2014
OCTEG, LLC (NEW YORK NY)
PA
06/29/2009 - 03/26/2012
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
09/20/2006 - 12/02/2008
SUSQUEHANNA FIXED INCOME, L.P. (BALA CYNWYD PA)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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