Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Lee is a financial advisor with over 15 years of experience in the industry. Steve Lee is currently registered with Cetera Investment Advisers LLC. Steve Lee is also a registered representative with Cetera Investment Services LLC. Prior to that, Steve Lee worked at U.S. Bancorp Investments, Inc., J.P. Morgan Securities LLC, and Merrill Lynch. Steve Lee holds the Series 7, 66, 52TO, 53, and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/27/2024 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
06/28/2022 - 06/19/2024
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
CA
09/30/2021 - 05/03/2022
J.P. MORGAN SECURITIES LLC (FULLERTON CA)
CA
02/25/2019 - 09/28/2021
U.S. BANCORP INVESTMENTS, INC. (CHINO CA)
CA
09/06/2017 - 12/06/2018
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
05/02/2013 - 08/21/2017
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
02/10/2012 - 03/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YORBA LINDA CA)
CA
12/23/2009 - 01/31/2012
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
CA
07/23/2008 - 08/26/2009
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
BOTH
Issued 07/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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