Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Kenneth Sterling is a registered representative with LPL Financial LLC, a firm with over $50 billion in assets under management. Steve is also a registered investment advisor representative in Texas and has been in the industry since March 1994. Steve currently works out of the Amarillo, Texas branch office of LPL Financial LLC. His clients include individuals, high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, and charitable organizations. He offers a range of financial services, including financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
11/29/2017 - Present
LPL Financial LLC (AMARILLO TX)
TX
03/28/1994 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (AMARILLO TX)
BC
Issued 04/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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