Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Keith Shepherd is a financial advisor currently registered with Ameriprise Financial Services, LLC. Steve Keith Shepherd has over 20 years of experience in the financial services industry. Steve Keith Shepherd is licensed to provide financial advice in the following states: Arizona, California, Connecticut, Florida, New Jersey, New York, Rhode Island, and South Carolina. Steve Keith Shepherd is also registered with FINRA. Steve Keith Shepherd's current employer is Ameriprise Financial Services, LLC, a firm that provides financial services to individuals, families, and businesses. Prior to joining Ameriprise Financial Services, LLC, Steve Keith Shepherd worked for several other firms, including LPL FINANCIAL LLC, CRT CAPITAL GROUP LLC, LABRANCHE FINANCIAL SERVICES, LLC, MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Steve Keith Shepherd specializes in providing financial advice to individuals, families, businesses, and trusts/estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/10/2022 - Present
Ameriprise Financial Services, LLC (Hauppauge NY)
NY
02/13/2015 - 07/06/2022
LPL FINANCIAL LLC (MT. KISCO NY)
CT
07/06/2010 - 09/29/2011
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
10/13/2009 - 07/07/2010
LABRANCHE FINANCIAL SERVICES, LLC (STAMFORD CT)
NY
06/01/2009 - 10/15/2009
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
04/09/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/17/1998 - 06/08/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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