Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Hicks is a registered investment advisor representative with State Farm Investment Management Corp. in David City, Nebraska. Steve has been working in the financial services industry since 2002 and has a wide range of experience in the investment sector. He has licenses to work as an investment advisor representative in several states, including Iowa, Missouri, and Nebraska. Steve has a strong background in securities products and services, which he leverages to provide comprehensive and personalized financial guidance to clients. He works with a variety of clients, including individuals, families, and businesses. Steve holds several licenses and certifications, including Series 6, 7, 63, 65, and 66. He is also a licensed insurance agent, and he actively works in the insurance sector as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NE
06/27/2023 - Present
State Farm Investment Management Corp. (David City NE)
NE
03/02/2007 - 07/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OMAHA NE)
NE
09/04/2002 - 02/12/2007
NYLIFE SECURITIES LLC (PLATTSMOUTH NE)
IA
Issued 06/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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