Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Jarrin is an investment advisor representative and a registered representative at UBS Financial Services Inc. Steve is a financial advisor with over 9 years of experience in the industry. Steve is registered with the state of California and Florida, and holds a Series 63, Series 66, Series 7, Series 9, Series 10 and a SIE license. Steve specializes in portfolio management for individuals and businesses, financial planning, pension consulting and educational seminars. Steve's previous employers include Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/10/2024 - Present
UBS Financial Services Inc. (Miami FL)
CA
10/11/2018 - 12/15/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
05/23/2017 - 09/26/2018
J.P. MORGAN SECURITIES LLC (San Diego CA)
CA
08/01/2014 - 05/16/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
BOTH
Issued 12/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2018
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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