Unclaimed
Steve Min Hong has been in the financial services industry since 2010. Steve is currently registered with BNY Mellon Securities Corporation. Steve has previously worked at PIMCO Investments LLC, Motif, Ultimus Fund Distributors, LLC, and Cincinnati Asset Management. Steve is licensed to sell securities in all 50 states and the District of Columbia. Steve holds the Series 7, Series 66 and SIE licenses. Steve is also a volunteer at the CFA Society of Orange County, owner of Swift & Salty and an Advisory Board Member at DIV Industrial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/12/2019 - Present
BNY Mellon Securities Corp. (New York NY)
OH
01/23/2019 - 03/06/2019
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
CA
09/15/2017 - 11/14/2017
MOTIF (SAN MATEO CA)
CA
02/14/2011 - 09/08/2017
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
10/08/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BOTH
Issued 11/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steve Hong is the right advisor for you? Invested Better is here to help.
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.