Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Gott is a financial advisor with Frost Investment Services. Steve has been in the industry since 1992. Prior to joining Frost Investment Services, Steve worked at USCA Securities LLC, GLOBAL FINANCIAL SERVICES, L.L.C., SANDERS MORRIS HARRIS INC., CONCEPT CAPITAL MARKETS, LLC, STANFORD GROUP COMPANY, PRUDENTIAL SECURITIES INCORPORATED, CHASE SECURITIES OF TEXAS, INC., and TEXAS FIRST SECURITIES CORPORATION. Steve is licensed to offer securities and investment advisory services in Texas. Steve is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
03/06/2023 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
05/01/2012 - 02/27/2023
USCA SECURITIES LLC (HOUSTON TX)
TX
08/30/2011 - 04/23/2012
GLOBAL FINANCIAL SERVICES, L.L.C. (HOUSTON TX)
TX
07/19/2011 - 04/23/2012
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
02/11/2011 - 03/05/2012
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
CA
08/02/1999 - 03/31/2009
STANFORD GROUP COMPANY (SAN FRANCISCO CA)
NY
03/15/1994 - 07/30/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
09/10/1990 - 03/18/1994
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
TX
05/01/1990 - 06/29/1990
TEXAS FIRST SECURITIES CORPORATION (HOUSTON TX)
BOTH
Issued 09/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/04/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/30/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steve Gott is the right advisor for you? Invested Better is here to help.
