Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Howard Nelson is a financial advisor with over 30 years of experience in the industry. Steve is currently registered with Ameriprise Financial Services, LLC, and is licensed to provide investment advice in Arizona, California, and Texas. Prior to joining Ameriprise, Steve worked at FSC Securities Corporation, Walnut Street Securities, Inc., Waddell & Reed, Inc., and NYLIFE Securities Inc. Steve holds several industry certifications, including the Series 6, 7, 22, 24, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/01/2018 - Present
Ameriprise Financial Services, LLC (Phoenix AZ)
AZ
05/01/2001 - 04/17/2018
FSC SECURITIES CORPORATION (PHOENIX AZ)
CA
10/03/1994 - 05/01/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
KS
05/05/1993 - 09/29/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
06/16/1988 - 06/10/1989
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 06/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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