Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Hamilton is a financial advisor with over 30 years of experience in the financial services industry. Steve has held positions at several prominent financial institutions, including Merrill Lynch, U.S. Bancorp Investments, Inc., and most recently, J.P. Morgan Securities LLC. Steve is registered with the state of Tennessee as both a securities broker and an investment advisor representative, and holds the Series 7, 63, 65, and 66 securities licenses. Steve offers a range of financial services to individuals, families, businesses and institutions, including investment management, financial planning, and retirement planning. Steve’s investment philosophy is based on a long-term perspective and a focus on risk management. Steve believes in building strong relationships with his clients and tailoring his services to meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TN
10/01/2020 - Present
J.p. Morgan Securities LLC (Nashville TN)
TN
06/19/2018 - 07/29/2020
U.S. BANCORP INVESTMENTS, INC. (NASHVILLE TN)
TN
10/29/2014 - 06/18/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
TN
10/10/2013 - 10/06/2014
INVEST FINANCIAL CORPORATION (MT JULIET TN)
GA
11/14/2012 - 09/12/2013
NFP SECURITIES, INC. (ATLANTA GA)
CT
01/31/2011 - 11/01/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TN
02/09/2001 - 10/08/2010
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
NY
01/07/1991 - 02/13/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/20/1985 - 01/15/1991
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 09/23/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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