Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Nguyen is a financial advisor with Commonwealth Financial Network. Steve has been working in the financial industry since 2003 and has experience at several firms, including Citizens Securities, Inc., Santander Securities LLC, and LPL Financial LLC. Steve's background includes a focus on investment advisory services and has experience working with high net worth individuals, pension and profit-sharing plans, corporations and other businesses, state or municipal government entities, and individuals other than high net worth. Steve also holds Series 63, 66, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/21/2019 - Present
Commonwealth Financial Network (Moorestown NJ)
PA
06/08/2017 - 08/02/2019
CITIZENS SECURITIES, INC. (HAVERTOWN PA)
NJ
09/19/2012 - 05/30/2017
SANTANDER SECURITIES LLC (BURLINGTON NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (ROBBINSVILLE NJ)
PA
05/21/2008 - 05/27/2008
IFMG SECURITIES, INC. (PHILADELPHIA PA)
MA
07/12/2005 - 09/07/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/08/2003 - 05/17/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
MD
08/14/2002 - 06/11/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 07/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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