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Steve G. Jaffe

ICE Bonds Securities Corp.

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About Steve G. Jaffe

Steve G. Jaffe is a securities professional with over 15 years of experience in the industry. He is currently registered with ICE Bonds Securities Corp. and has previously held positions at Brean Capital, LLC, Guggenheim Securities, LLC, TD Securities (USA) LLC and J.P. Morgan Securities Inc. Steve is a Series 7, 24, 52TO and SIE licensed professional. Steve G. Jaffe is also a registered representative in Georgia, Louisiana, New York, Ohio and Virginia.

Firm Information

Steve Jaffe is currently registered with ICE Bonds Securities Corp.. ICE Bonds Securities Corp. is a Corporation formed on April 18, 2002. It is currently approved and registered in Georgia, Louisiana, New York, Ohio, and Virginia. The firm has 1 approved SEC registration and 5 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steve Jaffe’s Registration & Firm History

NY

06/05/2018 - Present

ICE Bonds Securities Corp. (NEW YORK NY)

NY

02/25/2015 - 05/24/2018

BREAN CAPITAL, LLC (NEW YORK NY)

NY

10/31/2011 - 01/23/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

09/29/2009 - 09/26/2011

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

10/01/2008 - 10/01/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/04/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2012

Series 3 - National Commodity Futures Examination

BC

Issued 05/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steve G. Jaffe.
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