Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Freedman is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since August 19, 2014. Steve is registered with the state of California as both a broker-dealer and an investment advisor. Steve has a broad range of experience in the financial services industry. Steve currently holds the Series 7, 9, 10, 63, 65, and SIE licenses. Steve has a commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/20/2018 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
06/20/2013 - 01/30/2017
SCOTTRADE, INC. (MODESTO CA)
IA
Issued 04/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steve Freedman is the right advisor for you? Invested Better is here to help.
