Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Ptasinski is a financial advisor with over 25 years of experience in the industry. Steve currently holds registrations with Stonex Securities Inc., Stonex Outsourced Services LLC, and Stonex Financial Inc.. Steve is registered as a securities representative in Illinois. Steve's experience includes working with UBS Securities LLC, BMO Capital Markets Corp., and Harris Nesbitt Corp.. Steve has passed the Series 7, 27, 63, 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/03/2021 - Present
Stonex Securities Inc. (WINTER PARK FL)
NY
11/24/2014 - 03/18/2015
UBS SECURITIES LLC (NEW YORK NY)
IL
11/01/2003 - 04/26/2012
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
11/18/1993 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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