Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Holmes is a financial advisor who has been in the industry since 1999. He is currently registered with Cambridge Investment Research Advisors, Inc. in Wisconsin Rapids, Wisconsin. He holds a Series 6, Series 26, Series 63 and Series 65 licenses. He also holds the SIE exam certification. Steve was previously registered with MML Investors Services, LLC, MSI Financial Services, Inc., and Metropolitan Life Insurance Company. He offers financial planning services and has experience working with individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
05/18/2017 - Present
Cambridge Investment Research Advisors, Inc. (Wisconsin Rapids WI)
WI
03/25/2017 - 05/22/2017
MML INVESTORS SERVICES, LLC (WISCONSIN RAPIDS WI)
WI
04/26/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WISCONSIN RAPIDS WI)
WI
04/26/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MILWAUKEE WI)
IA
Issued 03/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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