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Steve Dongbin Kim

Barclays Capital Inc.

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About Steve Dongbin Kim

Steve Dongbin Kim is a financial professional with over 5 years of experience in the securities industry. Steve Kim is currently registered with Barclays Capital Inc. and is licensed to conduct business in New York. Steve Kim previously worked at J.P. MORGAN SECURITIES LLC. Steve Kim holds the Series 6, Series 63, and SIE licenses.

Firm Information

Steve Kim is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steve Kim’s Registration & Firm History

NY

02/25/2020 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

01/01/2016 - 05/31/2018

J.P. MORGAN SECURITIES LLC (FLUSHING NY)

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Licenses & Designations

BC

Issued 01/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steve Dongbin Kim.
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