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Steve David Dabbah

Dabbah Securities Corp.

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About Steve David Dabbah

Steve David Dabbah is a financial professional with over 30 years of experience in the industry. Steve has a diverse background in securities, banking and trading. He has held a number of leadership roles, including Compliance Officer, Principal, and Registered Options Principal. Steve currently works at Dabbah Securities Corp., a firm headquartered in New York, NY. Steve is registered in 6 states: California, Connecticut, Florida, Nevada, New Jersey, and New York. He is a member of FINRA and holds several industry designations.

Firm Information

Steve Dabbah is currently registered with Dabbah Securities Corp.. Dabbah Securities Corp. is a Corporation that was formed on September 8, 1989. The firm is registered in California, Connecticut, Florida, Nevada, New Jersey, and New York. They have 1 approved SEC registration and 6 approved state registrations. The firm has been involved in 2 Regulatory Events and 1 Arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steve Dabbah’s Registration & Firm History

NY

08/28/1991 - Present

Dabbah Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 04/23/1992

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/27/1992

Series 4 - Registered Options Principal Examination

BC

Issued 12/06/1990

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/08/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steve David Dabbah. Review regulatory record here.
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