Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Bratton is a financial professional with experience in the securities industry. Steve is currently registered with Brighthouse Securities, LLC and holds the Series 99TO and SIE licenses. Steve has a background in working for UBS Financial Services Inc. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/01/2022 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
NJ
09/13/2019 - 01/03/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TN
09/13/2019 - 01/03/2022
UBS SECURITIES LLC (Nashville TN)
BC
Issued 09/13/2019
Series 99TO - Operations Professional Examination
BC
Issued 07/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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