Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Conrad Smith is a financial advisor with Lifemark Securities Corp. in Rochester, New York. Steve has been in the industry since March 1, 2014. Steve has held previous positions at LPL Financial LLC, Arkadios Capital, MML Investors Services, LLC, Hornor, Townsend & Kent, LLC, Brighton Securities Corp., and MetLife Securities Inc. Steve is licensed to provide investment advice in Nevada, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/19/2023 - Present
Lifemark Securities Corp. (ROCHESTER NY)
NY
10/14/2022 - 09/25/2023
LPL FINANCIAL LLC (PITTSFORD NY)
NY
04/26/2022 - 10/03/2022
ARKADIOS CAPITAL (East Rochester NY)
NY
10/09/2019 - 04/28/2022
MML INVESTORS SERVICES, LLC (East Rochester NY)
NY
02/05/2019 - 06/28/2019
HORNOR, TOWNSEND & KENT, LLC (ROCHESTER NY)
NY
09/19/2016 - 05/25/2018
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
10/13/2015 - 03/10/2016
MML INVESTORS SERVICES, LLC (Rochester NY)
NY
05/02/2014 - 04/14/2015
BRIGHTON SECURITIES CORP. (ROCHESTER NY)
NY
02/21/2012 - 05/08/2014
METLIFE SECURITIES INC. (ROCHESTER NY)
BOTH
Issued 05/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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