Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Chong young Kim is a financial advisor with over 17 years of experience in the financial services industry. Steve is a Certified Financial Planner™ professional and has been registered as a Registered Representative with Gradient Securities, LLC, a registered investment advisor, since February 2015. Steve also has a registration as a Registered Representative with Orbis Financial Group Inc. Steve has a proven track record of helping clients achieve their financial goals. Steve specializes in working with individuals, families, and small businesses to develop and implement comprehensive financial plans. Steve's services include financial planning, investment management, retirement planning, and college savings planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
08/21/2020 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
CA
01/12/2015 - 01/20/2015
B.B. GRAHAM & COMPANY, INC. (ORANGE CA)
NH
10/02/2013 - 12/10/2014
WADDELL & REED (BEDFORD NH)
NY
04/05/2006 - 04/23/2013
MIZUHO SECURITIES USA INC. (NEW YORK NY)
IA
Issued 11/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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