Verified
Steve Boeckmann is a financial advisor with LPL Financial LLC and has been in the industry since August 7, 1998. Steve is registered with the state of Arizona, Illinois, and Texas. Steve previously worked at VALIC Financial Advisors, Inc., OneAmerica Securities, Inc., Mutual of Omaha Investor Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merriman Capital, Inc., Thomas Weisel Partners LLC, Preferred Capital Markets, Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC, and Hambrecht & Quist LLC. Steve holds the Series 7, Series 55, Series 63, and Series 66 licenses. Steve is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/07/2023 - Present
LPL Financial LLC (Scottsdale AZ)
TX
12/18/2017 - 08/29/2023
VALIC FINANCIAL ADVISORS, INC. (PLANO TX)
AZ
05/24/2017 - 12/21/2017
ONEAMERICA SECURITIES, INC. (Scottsdale AZ)
AZ
07/06/2016 - 02/03/2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
AZ
10/30/2013 - 08/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
NY
03/13/2009 - 11/08/2011
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
02/28/2000 - 03/05/2009
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
04/02/1998 - 02/15/2000
PREFERRED CAPITAL MARKETS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 02/12/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
09/19/1997 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
CA
08/27/1996 - 08/06/1997
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MI
01/03/1995 - 07/11/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 11/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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