Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Durman is a financial advisor with over 25 years of experience in the financial services industry. Steve has been with Wells Fargo Clearing Services, LLC since 2012. Before that, Steve worked at U.S. BANCORP INVESTMENTS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and A. G. EDWARDS & SONS, INC. Steve is registered to provide investment advisory services in Arizona, California, Colorado, Florida, Idaho, Maryland, Mississippi, Montana, Nevada, Oregon, Tennessee, Texas, Utah, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
03/03/2021 - Present
Wells Fargo Clearing Services, LLC (BOZEMAN MT)
CO
05/17/2010 - 02/07/2012
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
WA
08/10/2007 - 05/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPOKANE WA)
WA
10/21/2002 - 08/15/2007
A. G. EDWARDS & SONS, INC. (SPOKANE WA)
NY
11/05/2001 - 10/30/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
04/09/1999 - 11/06/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
07/14/1997 - 03/10/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
03/07/1997 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
CA
09/15/1994 - 03/07/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 03/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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