Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Baptist is a financial professional with over 12 years of experience in the industry. Steve is currently registered with Phx Financial, Inc. and holds licenses for Series 63, Series 7, and SIE. Steve has worked with a variety of firms throughout their career including Joseph Gunnar & Co. LLC, MetLife Securities Inc. and Investors Capital Corp. Steve is licensed in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2018 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
12/01/2014 - 05/29/2018
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NJ
05/31/2013 - 12/09/2014
METLIFE SECURITIES INC. (ROSELAND NJ)
CT
02/21/2011 - 06/03/2013
INVESTORS CAPITAL CORP. (GREENWICH CT)
BC
Issued 03/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steve Baptist is the right advisor for you? Invested Better is here to help.
