Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steve? Claim Your ProfileSteve Ruiz is a registered representative with Planmember Securities Corp. Steve has been in the industry since 1989. Steve has passed the Series 6 and SIE exams. Steve has been registered with the state of California since 2003. In addition to working with Planmember Securities Corp., Steve is also an agent with Ruiz & Associates. Steve is a specialist in a variety of investment areas including fixed annuities, life insurance, financial planning, pension consulting and educational seminars. Steve has also been involved in providing investment supervisory services. Steve's clients include individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/03/2004 - Present
Planmember Securities Corp. (Stockton CA)
CT
10/15/1999 - 12/31/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
03/22/1993 - 10/20/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
GA
06/10/1988 - 12/31/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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