Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stevan? Claim Your ProfileStevan Paul Horvath is a financial advisor with Wells Fargo Clearing Services, LLC. Stevan has been in the financial services industry since July 1975. Stevan has experience in providing investment advice to individuals and businesses. He is also registered as an investment advisor representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/04/2021 - Present
Wells Fargo Clearing Services, LLC (CARMEL CA)
CA
06/01/2009 - 06/12/2019
MORGAN STANLEY (MONTEREY CA)
CA
02/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MONTEREY CA)
CA
07/01/2003 - 02/19/2008
WACHOVIA SECURITIES, LLC (CARMEL CA)
NY
08/02/1983 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/09/1980 - 08/11/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
02/24/1978 - 05/03/1980
DEAN WITTER REYNOLDS INC.
NA
07/01/1975 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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