Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stevan? Claim Your ProfileStevan Heninger Gates has been in the financial services industry since November 6, 1994. Currently, Stevan is registered with Osaic Wealth, Inc. as an Investment Advisor Representative (IAR) and a Registered Representative (RR). Stevan has been with Osaic Wealth, Inc. since June 2024. Prior to that, Stevan was with Securities America, Inc. and Allegis Investment Services, LLC. Stevan holds Series 6, 7, 63, and 65 licenses. Stevan is also registered to provide investment advisory services in Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/14/2024 - Present
Osaic Wealth, Inc. (MIDVALE UT)
UT
01/18/2017 - 06/14/2024
SECURITIES AMERICA, INC. (MIDVALE UT)
ID
05/15/2014 - 01/18/2017
ALLEGIS INVESTMENT SERVICES, LLC (IDAHO FALLS ID)
UT
05/19/1997 - 05/21/2014
LINCOLN FINANCIAL ADVISORS CORPORATION (SALT LAKE CITY UT)
UT
05/19/1997 - 05/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (SALT LAKE CITY UT)
CT
09/28/1995 - 05/19/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
GA
11/07/1994 - 09/29/1995
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 09/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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