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Steros Christoforou

PHX Financial, Inc.

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About Steros Christoforou

Steros Christoforou is a financial professional with over 20 years of experience in the industry. Steros is currently registered with PHX Financial, Inc. and has previously held positions at Legend Securities, Inc., Bradley Woods & Co. Ltd., Obsidian Financial Group, LLC, First Merger Capital, Inc, VFinance Investments, Inc, Global Arena Capital Corp, Clark Dodge & Co., Inc., GunnAllen Financial, Inc and Great Eastern Securities, Inc.

Firm Information

Steros Christoforou is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steros Christoforou’s Registration & Firm History

FL

07/18/2012 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

NY

04/12/2012 - 08/08/2012

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

11/15/2011 - 04/16/2012

BRADLEY WOODS & CO. LTD. (NEW YORK NY)

NY

04/26/2011 - 08/02/2011

OBSIDIAN FINANCIAL GROUP, LLC (NEW YORK NY)

NY

02/22/2010 - 04/15/2011

FIRST MERGER CAPITAL, INC (NEW YORK NY)

FL

05/27/2009 - 02/23/2010

VFINANCE INVESTMENTS, INC (MIAMI FL)

NY

05/07/2008 - 05/27/2009

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

04/21/2006 - 05/30/2008

CLARK DODGE & CO., INC. (NEW YORK NY)

NY

12/02/2003 - 05/16/2006

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

NY

07/25/2003 - 12/04/2003

GREAT EASTERN SECURITIES, INC. (NEW YORK NY)

NY

10/06/2002 - 05/02/2003

GREAT EASTERN SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steros Christoforou. Review regulatory record here.
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