Unclaimed
Sterling Robert McDougald is a registered representative with Assetmark Brokerage, LLC. Sterling has been in the securities industry since November 16, 2021 and holds the Series 7TO, Series 57TO, and SIE licenses. Sterling previously worked with Velox Clearing LLC in Miami, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/21/2022 - Present
Assetmark Brokerage, LLC (CONCORD CA)
FL
09/16/2021 - 04/20/2022
VELOX CLEARING LLC (MIAMI FL)
BC
Issued 03/09/2022
Series 57TO - Securities Trader Exam
BC
Issued 09/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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