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Sterling Robert McDougald

Assetmark Brokerage, LLC

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About Sterling Robert McDougald

Sterling Robert McDougald is a registered representative with Assetmark Brokerage, LLC. Sterling has been in the securities industry since November 16, 2021 and holds the Series 7TO, Series 57TO, and SIE licenses. Sterling previously worked with Velox Clearing LLC in Miami, Florida.

Firm Information

Sterling McDougald is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sterling McDougald’s Registration & Firm History

CA

06/21/2022 - Present

Assetmark Brokerage, LLC (CONCORD CA)

FL

09/16/2021 - 04/20/2022

VELOX CLEARING LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 03/09/2022

Series 57TO - Securities Trader Exam

BC

Issued 09/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sterling Robert McDougald.
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