Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Quan is a registered representative with Nylife Securities LLC in San Ramon, CA. Sterling has been in the industry for a short time, obtaining their Series 63, Series 6TO, and SIE licenses in 2023 and 2024. Sterling is currently registered with the state of California as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/01/2024 - Present
Nylife Securities LLC (SAN RAMON CA)
BC
Issued 05/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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