Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Max Hanson is a financial advisor with over 30 years of experience in the industry. Sterling is registered with UBS Financial Services Inc. Sterling has also held previous roles at RBC Capital Markets, LLC, Dain Rauscher Incorporated, Piper Jaffray Inc. and Fidelity Brokerage Services, Inc. Sterling is licensed to provide financial services in the state of Utah. Sterling's expertise includes a wide range of specializations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
UT
09/07/2012 - Present
UBS Financial Services Inc. (SALT LAKE CITY UT)
UT
03/02/1998 - 09/18/2012
RBC CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
NA
05/13/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
08/04/1989 - 05/24/1994
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
RI
03/23/1987 - 08/12/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 09/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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