Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Matthew Zerbe is a financial advisor with UBS Financial Services Inc. based in ATLANTA, GA. Sterling has been in the industry since 1987, with prior experience at firms such as Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., PaineWebber Incorporated, J.C. Bradford & Co., Interstate/Johnson Lane Corporation, and Dean Witter Reynolds Inc. Sterling holds a variety of licenses and certifications, including Series 3, 7, 9, 10, 63, and 65. Sterling specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
03/26/2012 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
06/01/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)
FL
10/17/2000 - 04/02/2007
MORGAN STANLEY DW INC. (OCALA FL)
NJ
08/14/2000 - 11/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/01/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
07/16/1991 - 12/17/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NY
04/20/1988 - 06/17/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/24/1987 - 03/17/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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