Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Lane is an Investment Advisor Representative with J.P. Morgan Securities LLC. Sterling has been in the industry since 2000 and is registered with the state of California as well as Texas. Sterling has a strong background in financial services, having previously worked at Wells Fargo Advisors and TIAA-CREF. Sterling holds the Series 6, 7, 10, 24, 31, 63, and 66 licenses. Sterling's specializations include investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/28/2021 - Present
J.p. Morgan Securities LLC (New York NY)
CA
10/11/2016 - 12/15/2020
WELLS FARGO CLEARING SERVICES, LLC (PASADENA CA)
MO
10/19/2015 - 10/05/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ST. LOUIS MO)
NC
04/06/2004 - 07/29/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
01/01/2004 - 03/10/2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
07/26/2001 - 01/01/2004
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
MO
10/13/2000 - 04/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
PA
05/18/2000 - 09/15/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 01/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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