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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Ky McCarty is a financial advisor with over 40 years of experience in the industry. Sterling McCarty is currently registered with D.A. Davidson & Co. and is licensed in Arizona, Colorado, and Texas. Sterling Ky McCarty is a Series 65 licensed investment advisor representative and also holds licenses for the following: Series 31, Series 7, Series 63, Series 8, Series 9, Series 10 and SIE. In addition to working at D.A. Davidson & Co., Sterling Ky McCarty also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Prior to joining D.A. Davidson & Co. Sterling Ky McCarty was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Colorado Springs, Colorado. Sterling Ky McCarty is also a Board member for The Catholic Foundation of the Diocese of Colorado Springs, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/25/2019 - Present
D.a. Davidson & Co. (COLORADO SPRINGS CO)
CO
08/29/1983 - 04/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLORADO SPRINGS CO)
IA
Issued 01/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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