Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sterling? Claim Your ProfileSterling Allan May is a financial advisor with B. Riley Wealth Management. He has been in the industry since 1991 and is currently registered in 10 states. He holds Series 7, 24 and 63 licenses, and is registered with FINRA. Sterling Allan May has experience working with several financial institutions, including Southwest Securities, Inc., WFG Investments, Inc. and National Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/22/2022 - Present
B. Riley Wealth Management (TAMPA FL)
TX
07/21/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
08/07/2009 - 07/21/2017
WFG INVESTMENTS, INC. (Dallas TX)
TX
01/02/2002 - 08/12/2009
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
04/24/1991 - 12/31/2001
MAY FINANCIAL CORPORATION (DALLAS TX)
BC
Issued 10/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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