Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephenie? Claim Your ProfileStephenie Rulli is a financial advisor with Fidelity Personal And Workplace Advisors. Stephenie has been in the industry since 2003 and is licensed in multiple states. Stephenie specializes in financial planning and portfolio management for individuals and businesses. Stephenie is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/10/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
NY
08/16/2017 - 05/11/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NY
09/25/2012 - 12/31/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
KY
08/20/1999 - 01/23/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IA
Issued 04/06/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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