linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephenie Collins Hooley

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephenie? Claim Your Profile

About Stephenie Collins Hooley

Stephenie Collins Hooley is a financial advisor registered with Charles Schwab & CO., Inc. Stephenie has been in the financial services industry since 2012 and holds a Series 7TO, Series 66, Series 6, and Series 24 licenses. Previous employment includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Franklin/Templeton Distributors, Inc.

Firm Information

Stephenie Hooley is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephenie Hooley’s Registration & Firm History

CO

07/10/2023 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

07/12/2010 - 12/12/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)

CA

01/26/2001 - 11/12/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

12/16/1998 - 04/07/1999

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

Not sure if Stephenie Collins Hooley is right for you?

Licenses & Designations

BOTH

Issued 06/21/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/2024

Series 24 - General Securities Principal Examination

BC

Issued 07/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2001

Series 7 - General Securities Representative Examination

BC

Issued 12/15/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephenie Collins Hooley.
Not sure if Stephenie Collins Hooley is right for you?