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Stephen Yoshiu Yamane

Leerink Partners LLC

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About Stephen Yoshiu Yamane

Stephen Yamane is a financial advisor with Leerink Partners LLC. Stephen is a veteran of the financial services industry, having begun his career in 1989. Stephen has a strong background in equity trading and has worked at a number of top firms including Janney Montgomery Scott LLC, FBR Capital Markets & CO., Lazard Capital Markets LLC, and Piper Jaffray & Co.. Stephen is also a licensed Series 3 and Series 7 representative.

Firm Information

Stephen Yamane is currently registered with Leerink Partners LLC. Leerink Partners LLC is a Limited Liability Company formed in July 2007. It is registered in all 50 states and the District of Columbia. The firm has one SEC registration and is actively registered with state regulators.

Not reported

Assets Under Management

Not reported

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Yamane’s Registration & Firm History

MA

07/13/2020 - Present

Leerink Partners LLC (BOSTON MA)

MA

06/04/2018 - 09/13/2019

SEAPORT GLOBAL SECURITIES LLC (Boston MA)

MA

03/01/2016 - 06/20/2018

JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)

MA

10/18/2013 - 02/29/2016

FBR CAPITAL MARKETS & CO. (BOSTON MA)

MA

07/20/2010 - 10/24/2013

LAZARD CAPITAL MARKETS LLC (BOSTON MA)

MA

05/27/2008 - 07/16/2010

PIPER JAFFRAY & CO. (BOSTON MA)

MA

07/01/1998 - 05/27/2008

COWEN AND COMPANY (BOSTON MA)

NY

10/08/1997 - 07/01/1998

COWEN & CO. (NEW YORK NY)

NJ

01/28/1995 - 10/17/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

04/20/1988 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/12/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/13/1991

Series 3 - National Commodity Futures Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Yoshiu Yamane.
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