Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Park has been working in the financial services industry since August 20, 1996. Currently, Stephen is a registered representative with Morgan Stanley. Prior to this role, Stephen was a registered representative with UBS Financial Services Inc. from July 18, 2008, to August 23, 2022. Stephen is registered with the following state securities authorities: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Stephen is also registered as an investment advisor representative with the following state securities authorities: District of Columbia, Texas, and Virginia. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and is also licensed with the Securities Industry Essentials Examination (SIE) as well as holding the Series 7, Series 31, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
08/12/2022 - Present
Morgan Stanley (Washington DC)
VA
07/18/2008 - 08/23/2022
UBS FINANCIAL SERVICES INC. (McLean VA)
VA
01/01/2008 - 07/23/2008
WACHOVIA SECURITIES, LLC (MCLEAN VA)
VA
10/21/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MCLEAN VA)
NY
08/21/1996 - 10/24/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Park is the right advisor for you? Invested Better is here to help.
