Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Yong Cho is an investment advisor representative with LPL Financial LLC, registered with the state of California. Stephen has been in the industry since December 31, 2002, and holds a Series 6, Series 7, Series 63 and Series 66 licenses. Previously, Stephen worked with EDWARD JONES and AIG SUNAMERICA CAPITAL SERVICES, INC.. Stephen specializes in providing financial planning, portfolio management, and other advisory services to individuals and businesses. He has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/12/2014 - Present
LPL Financial LLC (BREA CA)
CA
06/21/2006 - 07/27/2012
EDWARD JONES (PLACENTIA CA)
NJ
01/29/2002 - 07/18/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 03/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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