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Stephen Yee shin Tan

Founders Financial Securities LLC

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About Stephen Yee shin Tan

Stephen Yee shin Tan is a registered representative with Founders Financial Securities LLC. Stephen is licensed to conduct business in Maryland and Pennsylvania. Stephen has been in the financial services industry for more than 25 years. Stephen has worked with individual clients, businesses and institutions. Stephen is a highly skilled and experienced advisor who is committed to providing his clients with personalized financial advice. Stephen has extensive experience in portfolio management, financial planning, and retirement planning.

Firm Information

Stephen Tan is currently registered with Founders Financial Securities LLC. Founders Financial Securities LLC is an independent financial services firm with over 90 financial advisors serving clients in all 50 states. They offer a range of financial services, including financial planning, portfolio management, and pension consulting. They serve a variety of clients including high-net-worth individuals, corporations, and pension plans. The firm has approximately $3 billion in assets under management.
Founders Financial Securities LLC

1026 CROMWELL BRIDGE ROAD

TOWSON, MD 21286

$2.91B

Assets Under Management

93

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Tan’s Registration & Firm History

MD

01/01/2023 - Present

Founders Financial Securities LLC (Columbia MD)

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Licenses & Designations

BOTH

Issued 11/15/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/28/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2022

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Yee shin Tan.
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