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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Woodhull Baker is an investment advisor representative at Folger Nolan Fleming Douglas Inc. with over 30 years of experience in the financial services industry. Stephen Baker has been registered with the Securities and Exchange Commission (SEC) since 2007 and is registered to conduct business in 22 states. Stephen Woodhull Baker holds a Series 7, Series 6, Series 31, Series 63 and Series 65 license. Stephen Baker's firm, Folger Nolan Fleming Douglas Inc., has a long history of providing investment advice to a range of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm specializes in portfolio management for individuals and businesses, as well as selection of other advisors. Stephen Baker's areas of specialization include mutual funds, variable annuities, and life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap fee management programs of other registered investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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DC
04/30/2007 - Present
Folger Nolan Fleming Douglas Inc. (WASHINGTON DC)
NY
10/08/1999 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
03/05/1999 - 09/20/1999
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
CT
10/15/1993 - 03/01/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
06/02/1989 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 07/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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