Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Winthrop Cummings is a financial professional with over 20 years of experience in the financial services industry. Stephen currently holds a Series 6, Series 7, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Stephen is associated with Amundi Distributor US, Inc. and has been with the firm since 2004. Previously, Stephen was employed with Putnam Mutual Funds Corp. Stephen has a strong track record of providing financial advice to clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/20/2004 - Present
Amundi Distributor US, Inc. (BOSTON MA)
MA
05/20/1994 - 05/06/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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