Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Winston Noffsinger is a financial advisor with over 25 years of experience in the financial services industry. Stephen is currently registered with LPL Financial LLC, and previously worked with CUNA Brokerage Services, Inc., Davenport & Company LLC, Nationwide Securities, LLC, Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Triad Advisors, Inc., Securities America, Inc., First Union Securities, Inc., First Union Capital Markets Corp., La Jolla Capital Corporation, Dallas Research & Trading, Inc., Investors Associates, Inc., VTR Capital, Inc., and J. Gregory & Company, Inc. Stephen holds Series 7, 63, 24 and SIE licenses and is also licensed in multiple states. Stephen specializes in providing financial planning, portfolio management and other advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
05/18/2022 - Present
LPL Financial LLC (Norfolk VA)
VA
05/29/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Norfolk VA)
VA
01/18/2018 - 01/09/2019
DAVENPORT & COMPANY LLC (NEWPORT NEWS VA)
VA
05/18/2015 - 10/18/2017
NATIONWIDE SECURITIES, LLC (YORKTOWN VA)
VA
09/05/2014 - 10/27/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NEWPORT NEWS VA)
VA
01/07/2009 - 09/05/2014
WELLS FARGO ADVISORS, LLC (NEWPORT NEWS VA)
VA
06/11/2004 - 01/09/2009
TRIAD ADVISORS, INC. (NEWPORT NEWS VA)
NE
08/20/2001 - 06/14/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
10/01/1999 - 08/08/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/04/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
CA
01/12/1998 - 09/21/1998
LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)
TX
06/23/1995 - 12/31/1997
DALLAS RESEARCH & TRADING, INC. (DALLAS TX)
NJ
12/01/1994 - 01/30/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NJ
09/22/1994 - 11/16/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
10/18/1994 - 10/27/1994
VTR CAPITAL, INC. (NEW YORK NY)
NY
08/30/1994 - 09/26/1994
VTR CAPITAL, INC. (NEW YORK NY)
NA
07/26/1994 - 09/21/1994
J. GREGORY & COMPANY, INC.
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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