Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen William Tanzer is a financial advisor with Brean Capital, LLC. Stephen has been in the financial services industry for over 26 years. Stephen is registered with 52 states, the District of Columbia and Puerto Rico. Stephen previously worked with Truist Securities, Inc. ICBA Securities, Vining Sparks and College & University Securities Corporation. Stephen holds Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
04/05/2021 - Present
Brean Capital, LLC (Memphis TN)
TN
04/26/2005 - 09/09/2020
TRUIST SECURITIES, INC. (MEMPHIS TN)
TN
10/15/1996 - 04/20/2005
ICBA SECURITIES (MEMPHIS TN)
TN
09/03/1996 - 04/20/2005
VINING SPARKS (MEMPHIS TN)
TN
08/31/1998 - 10/08/1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION (MEMPHIS TN)
TN
02/21/1996 - 09/17/1996
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
BC
Issued 03/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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