Unclaimed
Stephen William Sikes is a registered representative with Open To The Public Investing, Inc. Stephen has been in the securities industry since July 17, 2018. Stephen is licensed to offer securities in 53 states and the District of Columbia. Stephen holds the Series 66, Series 7, and Series 24 licenses. Prior to joining Open To The Public Investing, Inc. Stephen was with Sofi Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2020 - Present
Open TO THE Public Investing, Inc. (NEW YORK NY)
CA
07/18/2018 - 10/05/2020
SOFI SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 07/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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