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Stephen William Sikes

Open TO THE Public Investing, Inc.

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About Stephen William Sikes

Stephen William Sikes is a registered representative with Open To The Public Investing, Inc. Stephen has been in the securities industry since July 17, 2018. Stephen is licensed to offer securities in 53 states and the District of Columbia. Stephen holds the Series 66, Series 7, and Series 24 licenses. Prior to joining Open To The Public Investing, Inc. Stephen was with Sofi Securities LLC.

Firm Information

Stephen Sikes is currently registered with Open TO THE Public Investing, Inc.. Open TO THE Public Investing, Inc. is a Corporation formed in 2003-05-16. The firm is registered with the SEC and all 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Sikes’s Registration & Firm History

NY

11/03/2020 - Present

Open TO THE Public Investing, Inc. (NEW YORK NY)

CA

07/18/2018 - 10/05/2020

SOFI SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 07/16/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/17/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen William Sikes.
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