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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Niles is an investment advisor representative with over 30 years of experience in the financial services industry. Stephen has been associated with Raymond James Financial Services Advisors, Inc. since September 2019. Stephen previously worked with Morgan Stanley and Morgan Stanley & Co. Incorporated, where he provided financial advice to clients in the Doylestown, PA area. Stephen is a Registered Representative with FINRA and a Registered Investment Advisor with the state of Pennsylvania. He is also licensed to provide investment advice in other states, including New Jersey, Texas and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
09/05/2019 - Present
Raymond James Financial Services Advisors, Inc. (DOYLESTOWN PA)
PA
06/01/2009 - 09/06/2019
MORGAN STANLEY (Yardley PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DOYLESTOWN PA)
PA
06/30/2000 - 04/02/2007
MORGAN STANLEY DW INC. (DOYLESTOWN PA)
MA
04/14/1993 - 07/24/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
07/15/1991 - 03/12/1993
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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